TCC Insights

Stay ahead of SEC/FINRA regulations with expert advice, industry trends, and cutting-edge solutions for modern communication tools.

Off-channel messaging apps like iMessage and WhatsApp are a growing compliance risk, with regulators ramping up enforcement. With $2B+ in fines since 2021, firms need better tools to avoid rising SEC and FINRA penalties while ensuring compliance without banning the apps employees rely on.
Jeremiah
March 18, 2025
7
min read
Financial firms must prioritize messaging compliance to avoid fines, build trust, and future-proof their business in the face of increasing regulatory scrutiny.
Sasha
February 3, 2025
3
min read
From cost-effective solutions like virtualized Apple accounts on macOS 15 and scalable S3 storage, TCC cuts messaging compliance costs by over 3x.
Sasha
January 25, 2025
4
min read
AI offers financial firms unparalleled compliance efficiency and scalability while requiring careful management of data security, biases, and human oversight.
Jeremiah
January 24, 2025
5
min read

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