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Explore topics like messaging app compliance for WhatsApp, iMessage, Signal, Linkedin, Bloomberg Chat, and more. We’re constantly sharing new ideas and strategies to help you protect your communications, manage digital risk, and keep pace with a rapidly changing regulatory landscape.
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In May 2025, FINRA fined Network 1 Financial for surveillance failures tied to off-channel messaging. Learn what went wrong and how firms can strengthen compliance to avoid similar penalties.
DMs, apps, remote work... are your compliance tools keeping up? FINRA's 25-07 says it's time to modernize.
A timeline of the TM SGNL breach, showing how a Signal clone used by U.S. officials was hacked in minutes, with new details from WIRED’s May 18 investigation.
Learn how to meet FINRA’s communication archiving rules without capturing personal conversations. Compliance does not require overcollection. It requires smarter filtering.
Breaking down the legalese of FINRA 3110 rule, so that you don't have to wade through all the details.
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Off-channel messaging apps like iMessage and WhatsApp are a growing compliance risk, with regulators ramping up enforcement. With $2B+ in fines since 2021, firms need better tools to avoid rising SEC and FINRA penalties while ensuring compliance without banning the apps employees rely on.
From cost-effective solutions like virtualized Apple accounts on macOS 15 and scalable S3 storage, TCC cuts messaging compliance costs by over 3x.
Messaging compliance is a growing risk for fund managers—especially in the alt space. Regulators are cracking down, but there are practical steps firms can take now.
AI offers financial firms unparalleled compliance efficiency and scalability while requiring careful management of data security, biases, and human oversight.