TCC Insights
Stay ahead of SEC/FINRA regulations with expert advice, industry trends, and cutting-edge solutions for modern communication tools.
Off-channel messaging apps like iMessage and WhatsApp are a growing compliance risk, with regulators ramping up enforcement. With $2B+ in fines since 2021, firms need better tools to avoid rising SEC and FINRA penalties while ensuring compliance without banning the apps employees rely on.
Financial firms must prioritize messaging compliance to avoid fines, build trust, and future-proof their business in the face of increasing regulatory scrutiny.
From cost-effective solutions like virtualized Apple accounts on macOS 15 and scalable S3 storage, TCC cuts messaging compliance costs by over 3x.
AI offers financial firms unparalleled compliance efficiency and scalability while requiring careful management of data security, biases, and human oversight.