Regulatory risk.
Off-channel messaging.

Cue: Audit Panic.

TCC gives compliance teams the structure & visibility you need.
No spreadsheets required.

Scattered Screenshots Aren’t a Strategy

Screenshot of SEC compliance case management dashboard with status, resolution, and owner info
Managing compliance cases through screenshots and shared spreadsheets is slow, risky, and hard to defend during audits.

TCC replaces the chaos with a single, review-ready record.

One Click.
One Record.
Total Control.

  • Start New Case Button

    Instantly open a case
    Open a case the moment a message is flagged.‍

  • Link evidence, contacts, and policies
    Connect all related context and assign a status to stay organized.

  • Log resolution and archive securely
    Document resolution, internal actions, and export a clean audit file when you're ready.

Built for the Work You Actually Do

As a compliance officer, you're managing internal reviews, external audits, and real-time risk — all at once.

TCC helps you move from scattered evidence to a structured response.

TCC Case Dashboard for open and closed cases. Includes title, status, resolutions, timestamps, and search options.

Every Case Includes:

  • Complete Message Retention
  • Linked timeline and evidence
  • Context for internal or external review
  • A final resolution log, from policy update to training notice
Managing compliance cases through screenshots and shared spreadsheets is slow, risky, and hard to defend during audits.

TCC replaces the chaos with a single, review-ready record.

Always Audit-Ready

Whether you're briefing your GC or responding to FINRA or the SEC, TCC delivers the full case file—complete with timestamps, message history, review notes, and a resolution trail.

Everything you need, ready when it matters.


No scrambling. No formatting. Just one clean, exportable record.

See how TCC simplifies audit prep. Book a demo today.

Begin your journey here