🚨 Stay in control of your off-channel communications - before regs get involved.
Personal vs. Business AI Contact Filtering
Most tools archive everything, including personal messages. TCC filters business contacts, letting employees connect apps without privacy concerns.
Real-Time Security, Not Just Records
Archiving is non-negotiable. We flag language that violates internal policies or SEC and FINRA rules as it's sent, helping you stay audit-ready.
No Retrofits.
No Workarounds.
Our compliance software supports hard-to-capture channels like WhatsApp, iMessage, Bloomberg Chat, and LinkedIn Messaging. Your risk lives where real conversations happen.
🛡️ Why Solving App Compliance for Modern Messaging Can’t Wait.
💥 Regulators Are Issuing Record Fines.
The SEC and FINRA have issued over $2 billion in fines since 2021 for unarchived communications on iMessage, WhatsApp, and LinkedIn. These penalties are becoming routine across firms of all sizes.
🔎 The SEC is Now
Proactively Auditing.
Regulators are no longer waiting for violations to surface—they’re actively auditing firms to find off-channel communications that aren’t archived. If your firm isn’t capturing modern messaging channels, you’re already at risk.
📱 iMessage and WhatsApp are quick, convenient, and preferred by clients.
Despite policies banning iMessage and WhatsApp, employees use them to meet client expectations. Clunky apps and forced SMS make it difficult for your team to work, making it easier to miss key conversations.
Firms need a compliance solution that works with the tools clients and employees already communicate on.
Testimonials
Erica M.
VP Legal & Compliance, Hudson Asset Management
Mark R.
Director of Compliance, 581 Group
Michael W.
Chief Compliance Officer, Marina Ventures